Assessor Resource
FNSASICT513
Provide wholesale advice in managed investments
Assessment tool
Version 1.0
Issue Date: May 2024
This unit describes the skills and knowledge required to analyse client financial needs and objectives and provide wholesale advice ethically and professionally on managed investments in compliance with industry regulations, codes of practice and current Australian Securities and Investments Commission (ASIC) and Australian financial services (AFS) licensing.
The unit applies to those who apply specialised knowledge and well-developed interpersonal, communication and self-management skills to perform a wholesale advisory role in managed investments.
Work functions in the occupational areas where this unit may be used are subject to regulatory requirements. Users are advised to check with the relevant regulatory authorities to confirm those requirements.
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